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NIST Cybersecurity Framework Version 1.1 to NIST Special Publication 800-53, Revision 5, Security and Privacy Controls for Information Systems and Organizations
Function Category Subcategory NIST SP 800-53
Revision 5 Control
Identify (ID) Asset Management (ID.AM): The data, personnel, devices, systems, and facilities that enable the organization to achieve business purposes are identified and managed consistent with their relative importance to organizational objectives and the organizationís risk strategy. ID.AM-1: Physical devices and systems within the organization are inventoried CM-8
PM-5
ID.AM-2: Software platforms and applications within the organization are inventoried CM-8
ID.AM-3: Organizational communication and data flows are mapped AC-4
CA-3
CA-9
PL-8
SA-17
ID.AM-4: External information systems are catalogued AC-20
PM-5
SA-9
ID.AM-5: Resources (e.g., hardware, devices, data, time, personnel, and software) are prioritized based on their classification, criticality, and business value CP-2
RA-2
RA-9
SA-20
SC-6
ID.AM-6: Cybersecurity roles and responsibilities for the entire workforce and third-party stakeholders (e.g., suppliers, customers, partners) are established CP-2
PS-7
PM-2
PM-29
Business Environment (ID.BE): The organizationís mission, objectives, stakeholders, and activities are understood and prioritized; this information is used to inform cybersecurity roles, responsibilities, and risk management decisions. ID.BE-1: The organizationís role in the supply chain is identified and communicated SR-1
SR-3
ID.BE-2: The organizationís place in critical infrastructure and its industry sector is identified and communicated PM-8
ID.BE-3: Priorities for organizational mission, objectives, and activities are established and communicated PM-11
ID.BE-4: Dependencies and critical functions for delivery of critical services are established CP-2
CP-8
PE-9
PE-11
PM-8
RA-9
SA-20
SR-2
ID.BE-5: Resilience requirements to support delivery of critical services are established for all operating states (e.g. under duress/attack, during recovery, normal operations) CP-2
CP-11
RA-9
SA-8
SA-20
Governance (ID.GV): The policies, procedures, and processes to manage and monitor the organizationís regulatory, legal, risk, environmental, and operational requirements are understood and inform the management of cybersecurity risk. ID.GV-1: Organizational cybersecurity policy is established and communicated -1 controls from all security control families
ID.GV-2: Cybersecurity roles and responsibilities are coordinated and aligned with internal roles and external partners PS-7
PS-9
PM-1
PM-2
PM-29
ID.GV-3: Legal and regulatory requirements regarding cybersecurity, including privacy and civil liberties obligations, are understood and managed -1 controls from all security control families
ID.GV-4: Governance and risk management processes address cybersecurity risks PM-3
PM-7
PM-9
PM-10
PM-11
PM-28
RA-1
RA-2
RA-3
SA-2
Risk Assessment (ID.RA): The organization understands the cybersecurity risk to organizational operations (including mission, functions, image, or reputation), organizational assets, and individuals. ID.RA-1: Asset vulnerabilities are identified and documented CA-2
CA-5
CA-7
CA-8
PM-4
PM-15
RA-3
RA-5
SA-5
SA-11
SI-2
SI-4
SI-5
ID.RA-2: Cyber threat intelligence is received from information sharing forums and sources PM-15
PM-16
RA-10
SI-5
ID.RA-3: Threats, both internal and external, are identified and documented PM-12
PM-16
RA-3
RA-10
SI-5
ID.RA-4: Potential business impacts and likelihoods are identified CP-2
PM-9
PM-11
RA-2
RA-3
RA-9
ID.RA-5: Threats, vulnerabilities, likelihoods, and impacts are used to determine risk CA-2
CA-7
PM-16
PM-28
RA-2
RA-3
ID.RA-6: Risk responses are identified and prioritized CA-5
PM-4
PM-9
PM-28
RA-7
Risk Management Strategy (ID.RM): The organizationís priorities, constraints, risk tolerances, and assumptions are established and used to support operational risk decisions. ID.RM-1: Risk management processes are established, managed, and agreed to by organizational stakeholders PM-9
PM-28
ID.RM-2: Organizational risk tolerance is determined and clearly expressed PM-9
ID.RM-3: The organizationís determination of risk tolerance is informed by its role in critical infrastructure and sector specific risk analysis PM-8
PM-9
PM-11
RA-9
Supply Chain Risk Management (ID.SC):
The organizationís priorities, constraints, risk tolerances, and assumptions are established and used to support risk decisions associated with managing supply chain risk. The organization has established and implemented the processes to identify, assess and manage supply chain risks.
ID.SC-1: Cyber supply chain risk management processes are identified, established, assessed, managed, and agreed to by organizational stakeholders PM-30
SA-9
SR-1
SR-2
SR-3
SR-5
ID.SC-2: Suppliers and third party partners of information systems, components, and services are identified, prioritized, and assessed using a cyber supply chain risk assessment process PM-9
RA-3
SA-15
SR-2
SR-3
SR-5
SR-6
ID.SC-3: Contracts with suppliers and third-party partners are used to implement appropriate measures designed to meet the objectives of an organizationís cybersecurity program and Cyber Supply Chain Risk Management Plan. SA-4
SA-9
SR-2
SR-3
SR-5
ID.SC-4: Suppliers and third-party partners are routinely assessed using audits, test results, or other forms of evaluations to confirm they are meeting their contractual obligations. AU-6
CA-2
CA-7
PS-7
SA-9
SA-11
ID.SC-5: Response and recovery planning and testing are conducted with suppliers and third-party providers CP-2
CP-4
IR-3
IR-4
IR-8
IR-9
Protect (PR) Identity Management, Authentication and Access Control (PR.AC): Access to physical and logical assets and associated facilities is limited to authorized users, processes, and devices, and is managed consistent with the assessed risk of unauthorized access to authorized activities and transactions. PR.AC-1: Identities and credentials are issued, managed, verified, revoked, and audited for authorized devices, users and processes IA-1
IA-2
IA-3
IA-4
IA-5
IA-7
IA-8
IA-9
IA-10
IA-11
IA-12
PR.AC-2: Physical access to assets is managed and protected PE-1
PE-2
PE-3
PE-4
PE-5
PE-6
PE-8
PE-9
PR.AC-3: Remote access is managed AC-1
AC-17
AC-19
AC-20
SC-15
PR.AC-4: Access permissions and authorizations are managed, incorporating the principles of least privilege and separation of duties AC-1
AC-2
AC-3
AC-5
AC-6
AC-14
AC-16
AC-24
PR.AC-5: Network integrity is protected (e.g., network segregation, network segmentation) AC-4
AC-10
SC-7
SC-10
SC-20
PR.AC-6: Identities are proofed and bound to credentials and asserted in interactions AC-16
IA-1
IA-2
IA-4
IA-5
IA-8
IA-12
PE-2
PS-3
PR.AC-7: Users, devices, and other assets are authenticated (e.g., single-factor, multi-factor) commensurate with the risk of the transaction (e.g., individualsí security and privacy risks and other organizational risks) AC-14
IA-1
IA-2
IA-3
IA-5
IA-8
IA-9
IA-10
IA-11
Awareness and Training (PR.AT): The organizationís personnel and partners are provided cybersecurity awareness education and are trained to perform their cybersecurity-related duties and responsibilities consistent with related policies, procedures, and agreements. PR.AT-1: All users are informed and trained AT-2
PM-13
PM-14
PR.AT-2: Privileged users understand their roles and responsibilities AT-3
PM-13
PR.AT-3: Third-party stakeholders (e.g., suppliers, customers, partners) understand their roles and responsibilities AT-3
PS-7
SA-9
PR.AT-4: Senior executives understand their roles and responsibilities AT-3
PM-13
PR.AT-5: Physical and cybersecurity personnel understand their roles and responsibilities AT-3
CP-3
IR-2
PM-13
Data Security (PR.DS): Information and records (data) are managed consistent with the organizationís risk strategy to protect the confidentiality, integrity, and availability of information. PR.DS-1: Data-at-rest is protected MP-2
MP-3
MP-4
MP-5
MP-6
MP-7
MP-8
SC-28
PR.DS-2: Data-in-transit is protected SC-8
SC-11
PR.DS-3: Assets are formally managed throughout removal, transfers, and disposition CM-8
MP-6
PE-16
PE-20
PR.DS-4: Adequate capacity to ensure availability is maintained AU-4
CP-2
PE-11
SC-5
PR.DS-5: Protections against data leaks are implemented AC-4
AC-5
AC-6
AU-13
PE-19
PS-6
SC-7
SI-4
PR.DS-6: Integrity checking mechanisms are used to verify software, firmware, and information integrity SI-7
SI-10
PR.DS-7: The development and testing environment(s) are separate from the production environment CM-2
PR.DS-8: Integrity checking mechanisms are used to verify hardware integrity SA-10
Information Protection Processes and Procedures (PR.IP): Security policies (that address purpose, scope, roles, responsibilities, management commitment, and coordination among organizational entities), processes, and procedures are maintained and used to manage protection of information systems and assets. PR.IP-1: A baseline configuration of information technology/industrial control systems is created and maintained incorporating security principles (e.g. concept of least functionality) CM-1
CM-2
CM-3
CM-4
CM-5
CM-6
CM-7
CM-9
SA-10
PR.IP-2: A System Development Life Cycle to manage systems is implemented SA-3
SA-4
SA-8
SA-10
SA-11
PR.IP-3: Configuration change control processes are in place CM-3
CM-4
SA-10
PR.IP-4: Backups of information are conducted, maintained, and tested CP-4
CP-6
CP-9
PR.IP-5: Policy and regulations regarding the physical operating environment for organizational assets are met PE-1
PR.IP-6: Data is destroyed according to policy MP-6
SR-12
PR.IP-7: Protection processes are improved CA-2
CA-7
CA-8
CP-2
CP-4
IR-3
IR-8
PL-2
PM-6
PR.IP-8: Effectiveness of protection technologies is shared AC-21
CA-7
CP-2
IR-8
SI-4
PR.IP-9: Response plans (Incident Response and Business Continuity) and recovery plans (Incident Recovery and Disaster Recovery) are in place and managed CP-1
CP-2
CP-7
CP-10
IR-1
IR-7
IR-8
IR-9
PR.IP-10: Response and recovery plans are tested CP-4
IR-3
PM-14
PR.IP-11: Cybersecurity is included in human resources practices (e.g., deprovisioning, personnel screening) PS-1
PS-2
PS-3
PS-4
PS-5
PS-6
PS-7
PS-8
PS-9
SA-21
PR.IP-12: A vulnerability management plan is developed and implemented RA-1
RA-3
RA-5
SI-2
Maintenance (PR.MA): Maintenance and repairs of industrial control and information system components are performed consistent with policies and procedures. PR.MA-1: Maintenance and repair of organizational assets are performed and logged, with approved and controlled tools MA-1
MA-2
MA-3
MA-5
MA-6
PR.MA-2: Remote maintenance of organizational assets is approved, logged, and performed in a manner that prevents unauthorized access MA-4
Protective Technology (PR.PT): Technical security solutions are managed to ensure the security and resilience of systems and assets, consistent with related policies, procedures, and agreements. PR.PT-1: Audit/log records are determined, documented, implemented, and reviewed in accordance with policy AU-1
AU-2
AU-3
AU-6
AU-7
AU-12
AU-13
AU-14
AU-16
PR.PT-2: Removable media is protected and its use restricted according to policy MP-1
MP-2
MP-3
MP-4
MP-5
MP-7
MP-8
PR.PT-3: The principle of least functionality is incorporated by configuring systems to provide only essential capabilities AC-3
CM-7
PR.PT-4: Communications and control networks are protected AC-12
AC-17
AC-18
CP-8
SC-5
SC-7
SC-10
SC-11
SC-20
SC-21
SC-22
SC-23
SC-31
SC-37
SC-38
SC-47
PR.PT-5: Mechanisms (e.g., failsafe, load balancing, hot swap) are implemented to achieve resilience requirements in normal and adverse situations CP-7
CP-8
CP-11
CP-12
CP-13
PE-11
PL-8
SC-6
Detect (DE) Anomalies and Events (DE.AE): Anomalous activity is detected and the potential impact of events is understood. DE.AE-1: A baseline of network operations and expected data flows for users and systems is established and managed AC-4
CA-3
CM-2
SC-16
SI-4
DE.AE-2: Detected events are analyzed to understand attack targets and methods AU-6
CA-7
RA-5
IR-4
SI-4
DE.AE-3: Event data are collected and correlated from multiple sources and sensors AU-6
CA-7
CP-2
IR-4
IR-5
IR-8
SI-4
DE.AE-4: Impact of events is determined CP-2
IR-4
RA-3
SI-4
DE.AE-5: Incident alert thresholds are established IR-4
IR-5
IR-8
Security Continuous Monitoring (DE.CM): The information system and assets are monitored to identify cybersecurity events and verify the effectiveness of protective measures. DE.CM-1: The network is monitored to detect potential cybersecurity events AU-12
CA-7
CM-3
SC-5
SC-7
SI-4
DE.CM-2: The physical environment is monitored to detect potential cybersecurity events CA-7
PE-6
PE-20
DE.CM-3: Personnel activity is monitored to detect potential cybersecurity events AC-2
AU-12
AU-13
CA-7
CM-10
CM-11
DE.CM-4: Malicious code is detected SC-44
SI-3
SI-4
SI-8
DE.CM-5: Unauthorized mobile code is detected SC-18
SC-44
SI-4
DE.CM-6: External service provider activity is monitored to detect potential cybersecurity events CA-7
PS-7
SA-4
SA-9
SI-4
DE.CM-7: Monitoring for unauthorized personnel, connections, devices, and software is performed AU-12
CA-7
CM-3
CM-8
PE-6
PE-20
SI-4
DE.CM-8: Vulnerability scans are performed RA-5
Detection Processes (DE.DP): Detection processes and procedures are maintained and tested to ensure awareness of anomalous events. DE.DP-1: Roles and responsibilities for detection are well defined to ensure accountability CA-2
CA-7
PM-14
DE.DP-2: Detection activities comply with all applicable requirements CA-1
CA-2
CA-7
PM-14
SI-1
SI-4
SR-1
SR-9
SR-10
all -1 controls
DE.DP-3: Detection processes are tested CA-2
CA-7
SI-3
SI-4
PM-14
DE.DP-4: Event detection information is communicated AU-6
CA-2
CA-7
RA-5
SI-4
DE.DP-5: Detection processes are continuously improved CA-2
CA-7
PL-2
RA-5
SI-4
PM-14
Respond (RS) Response Planning (RS.RP): Response processes and procedures are executed and maintained, to ensure response to detected cybersecurity incidents. RS.RP-1: Response plan is executed during or after an incident CP-2
CP-10
IR-4
IR-8
Communications (RS.CO): Response activities are coordinated with internal and external stakeholders (e.g. external support from law enforcement agencies). RS.CO-1: Personnel know their roles and order of operations when a response is needed CP-2
CP-3
IR-3
IR-8
RS.CO-2: Incidents are reported consistent with established criteria AU-6
IR-6
IR-8
RS.CO-3: Information is shared consistent with response plans CP-2
IR-4
IR-8
RS.CO-4: Coordination with stakeholders occurs consistent with response plans CP-2
PE-6
IR-4
IR-8
RS.CO-5: Voluntary information sharing occurs with external stakeholders to achieve broader cybersecurity situational awareness SI-5
PM-15
Analysis (RS.AN): Analysis is conducted to ensure effective response and support recovery activities. RS.AN-1: Notifications from detection systems are investigated  AU-6
CA-7
IR-4
IR-5
PE-6
RA-5
SI-4
RS.AN-2: The impact of the incident is understood CP-2
IR-4
RA-3
RS.AN-3: Forensics are performed AU-7
IR-4
RS.AN-4: Incidents are categorized consistent with response plans CP-2
IR-4
IR-5
IR-8
RA-3
RS.AN-5: Processes are established to receive, analyze and respond to vulnerabilities disclosed to the organization from internal and external sources (e.g. internal testing, security bulletins, or security researchers) CA-1
CA-2
RA-1
PM-4
PM-15
RA-7
SI-5
SR-6
Mitigation (RS.MI): Activities are performed to prevent expansion of an event, mitigate its effects, and resolve the incident. RS.MI-1: Incidents are contained IR-4
RS.MI-2: Incidents are mitigated IR-4
RS.MI-3: Newly identified vulnerabilities are mitigated or documented as accepted risks CA-2
CA-7
RA-3
RA-5
RA-7
Improvements (RS.IM): Organizational response activities are improved by incorporating lessons learned from current and previous detection/response activities. RS.IM-1: Response plans incorporate lessons learned CP-2
IR-4
IR-8
RS.IM-2: Response strategies are updated CP-2
IR-4
IR-8
Recover (RC) Recovery Planning (RC.RP): Recovery processes and procedures are executed and maintained to ensure restoration of systems or assets affected by cybersecurity incidents. RC.RP-1: Recovery plan is executed during or after a cybersecurity incident CP-10
IR-4
IR-8
Improvements (RC.IM): Recovery planning and processes are improved by incorporating lessons learned into future activities. RC.IM-1: Recovery plans incorporate lessons learned CP-2
IR-4
IR-8
RC.IM-2: Recovery strategies are updated CP-2
IR-4
IR-8
Communications (RC.CO): Restoration activities are coordinated with internal and external parties (e.g.coordinating centers, Internet Service Providers, owners of attacking systems, victims, other CSIRTs, and vendors). RC.CO-1: Public relations are managed IR-4
RC.CO-2: Reputation is repaired after an incident IR-4
RC.CO-3: Recovery activities are communicated to internal and external stakeholders as well as executive and management teams CP-2
IR-4